WallStreet*E Financial Services
WallStreet*E Financial Services is a unique broker
dealer and Registered Investment Advisor, singularly positioned
to service the brokerage, advisory, custodial, banking and
insurance needs of investment professionals and their clients.
Through the continuous evolution of its trading
technology, rated "Site of the Week" by Barrons
and The WallStreet Journal, and among "The Best of the
Web" by Forbes and Smart Money, WallStreet*E technologically
enables investment professionals, financial institutions and
their clients with customizable technology, backoffice and
operational support, custody, execution services, investment,
risk and compliance management tools.
Most significantly, WallStreet*E, uniquely supports
the success of investment professionals and financial institutions
by providing the right investment tools and solutions from
cash management, retirement planning, wealth management to
scalable technology platforms to support their operational
and backoffice needs.
All accounts held by our clearing firm Ridge
Clearing & Outsourcing are protected through the Securities
Investor Protection Corporation (SIPC) and customers are afforded
the benefits under the Securities Investor Protection Act
of 1970. SIPC provides protection up to a $500,000 limit,
of which $100,000 may be for cash balances.
In addition our clearing firm has arranged supplemental
account protection through Customer Asset Protection Company
(CAPCO), a licensed Vermont insurer which provides "Excess
SIPC" protection of Full Net Equity of Securities and
Cash, with no limitation on aggregate firm or per customer
coverage. The additional securities and cash protection is
of the same type and nature as provided by SIPC, but at a
higher limit.
Each correspondent is assigned a dedicated and
experienced Relationship Manager responsible for managing
the overall relationship. WallStreet*E Financial Services
also provides on-site and web-delivered training and seminars
pertaining to operations, systems and applications and products
and services. Our proprietary BrokerWebstation platform is
a robust online storefront offering a variety of products
and services, communications, and administrative tools.
WallStreet*E Financial Services does not engage
in proprietary trading or derivatives activity which would
subject your independent practice to added risk |
