Broker Managed Transactions / Private Client Services

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Private Client Service Commission Schedule
Online Transactions               Broker Managed Transactions


Online Transactions:

Online Transactions

Equities

Flat $29.95 on OTC Market Orders less than 1000 shares. Listed, Limit and all other orders are $29.95 plus $.03 a share

Options

$35.00 Ticket Charge plus $3.00 per contract
(Up to 10 Contracts $35.00 Flat Fee)


Bonds
Minimum Charge $35
Lots Less Than 100 Bonds
Units Price per Unit
$1,000 $5

In Lots of More than 100 Bonds Commissions are Negotiable
According to Size of Order, and Liquidity of Bond.

U.S. Government Zero Coupon Bonds used to implement
"Protective Hedging Strategies", are put in the account
Free of Commission. Please ask us for details.

Broker Managed Transactions:

Equities - Closing Positions
If Gross Profit is:

$25 + Clearing Charges*

4% +

2% of Principal + Clearing Charges
Up to 4%
50% Profit Sharing Commission
+ Clearing Charges
Non-Profitable Trades
$0 Commission; Only Clearing Charges
* Clearing Charges = $18 + $0.0175 per share

Options

Options

$35.00 Ticket Charge plus $3.00 per contract


Bonds
Minimum Charge $35
Lots Less Than 100 Bonds
Units Price per Unit
$1,000 $5

In Lots of More than 100 Bonds Commissions are Negotiable
According to Size of Order, and Liquidity of Bond.

U.S. Government Zero Coupon Bonds used to implement
"Protective Hedging Strategies," are put in the account
Free of Commission. Please ask us for details.

 




 
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