Broker Managed Transactions / Private Client Services

Private Client Service Commission Schedule

Online Transactions Broker Managed Transactions

Online Transactions:

Online Transactions
Equities	Flat $29.95 on OTC Market Orders less than 1000 shares. Listed, Limit and all other orders are $29.95 plus $.03 a share
Options	$35.00 Ticket Charge plus $3.00 per contract (Up to 10 Contracts $35.00 Flat Fee)

Bonds
Minimum Charge $35 Lots Less Than 100 Bonds
Units	Price per Unit
$1,000	$5
In Lots of More than 100 Bonds Commissions are Negotiable According to Size of Order, and Liquidity of Bond.
U.S. Government Zero Coupon Bonds used to implement "Protective Hedging Strategies", are put in the account Free of Commission. Please ask us for details.

Broker Managed Transactions:

Equities - Closing Positions If Gross Profit is:
$25 + Clearing Charges*	4% +	2% of Principal + Clearing Charges
	Up to 4%	50% Profit Sharing Commission + Clearing Charges
	Non-Profitable Trades	$0 Commission; Only Clearing Charges

* Clearing Charges = $18 + $0.0175 per share

Options
Options	$35.00 Ticket Charge plus $3.00 per contract

Bonds
Minimum Charge $35 Lots Less Than 100 Bonds
Units	Price per Unit
$1,000	$5
In Lots of More than 100 Bonds Commissions are Negotiable According to Size of Order, and Liquidity of Bond.
U.S. Government Zero Coupon Bonds used to implement "Protective Hedging Strategies," are put in the account Free of Commission. Please ask us for details.


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